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76th United States Congress
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11	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 13:19:30 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Futures contract Broker-dealer Investment Advisers Act Derivative Securities Exchange Act Financial adviser Security Securities Act
12	D a v i s G r a h a m & S t u b b s L L P Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2013-08-15 17:48:13 76th United States Congress Investment Advisers Act Financial services Financial adviser Adviser U.S. Securities and Exchange Commission Securities Act Family office Securities Fraud Deterrence and Investor Restitution Act Qualified institutional buyer
13	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:32:41 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Futures contract Financial adviser Securities Exchange Act
14	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:31:17 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund Investment Advisers Act Broker-dealer U.S. Securities and Exchange Commission Futures contract Mutual fund Financial adviser
15	NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-06-02 12:08:16 Investment United States securities law U.S. Securities and Exchange Commission 76th United States Congress Investment Advisers Act Financial adviser Investment fund Regulation S-X Securities Act Security Accredited investor Registered Investment Adviser
16	Acknowledgements & Funding/Legal Acknowledgements Add to Reading List Source URL: www.alphaarchitect.com Language: English - Date: 2015-11-24 14:47:05 Economy Finance Money Financial services 76th United States Congress Investment Advisers Act Management fee Financial adviser Soft dollar
17	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-08-12 13:54:13 Economy Finance Money United States securities law 76th United States Congress Investment Advisers Act Registered Investment Adviser U.S. Securities and Exchange Commission Financial adviser North American Securities Administrators Association Brian Hamburger
18	Acknowledgements & Funding/Legal Acknowledgements Add to Reading List Source URL: www.alphaarchitect.com Language: English - Date: 2015-11-24 14:47:06 Finance Economy Money Financial services 76th United States Congress Investment Advisers Act Management fee Financial adviser Soft dollar
19	ALPHA ARCHITECT ADVISOR CLIENT ACCOUNT AGREEMENTS These are the agreements and other documents that establish and govern the Alpha Architect Advisor client relationship Table of Contents Investment Advisory Agreement --- Add to Reading List Source URL: www.alphaarchitect.com Language: English - Date: 2015-11-24 14:47:05 Financial services 76th United States Congress Investment Advisers Act Management fee Financial adviser Soft dollar
20	ORIGINAL HOUSE BILL NO. HB0031 ENROLLED ACT NO. 6, HOUSE OF REPRESENTATIVES SIXTY-THIRD LEGISLATURE OF THE STATE OF WYOMING 2016 BUDGET SESSION Add to Reading List Source URL: soswy.state.wy.us Language: English - Date: 2016-03-18 08:59:18 Economy Finance Money 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Qualified institutional buyer Securities Exchange Act Broker-dealer Securities Act